Mutual Funds

Riar has an extensive Mutual Fund Practice covering a broad spectrum that includes various types of equity funds (including exchange-trades and master-feeder funds), municipal bond funds, money market funds and other types of fixed-income funds. In addition to mutual funds, we have also represented closed-end funds. Our services include: Organization and registration of mutual funds, including preparation of registration statements Representation of independent directors Preparation of prospectuses and proxy statements Negotiation and drafting of service provider contracts Assistance with ongoing regulatory and compliance issues Representation in judicial and regulatory proceedings Assistance and advice regarding fund operation plans and procedures, audits, Fund mergers Litigation assistance