Sarbanes-Oxley

Since its adoption in 2002, Riar’s corporate team has actively counseled companies with Sarbanes-Oxley (SOX) Act compliance. We advise company officers, directors, and employees on various SOX matters, including:

• Financial disclosure certifications
• Internal control over financial reportings
• Audit committee matters
• Limitations on credit to directors and officers
• Whistleblower claims
• Restrictions tied to employee benefit plan blackout periods.

We specialize in securities regulation and compliance corporate governance corporate investigations and white-collar crime employment law estate planning and asset protection and corporate litigation.